Eric V. Marley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Vinson Marley was a registered financial advisor .
Eric is a previously registered financial advisor and started their career in finance in 1997. Eric had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 55, Series 3, Series 7, Series 4, Series 24, Series 27 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2014 - December 8, 2015
REALTY CAPITAL SECURITIES, LLC
April 29, 2011 - August 1, 2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
June 3, 2009 - December 22, 2009
GROVE POINT INVESTMENTS, LLC
April 17, 2006 - January 12, 2007
VANTAGE CAPITAL MANAGEMENT, LLC
January 12, 2006 - August 15, 2007
TRANSCEND CAPITAL
October 12, 2000 - August 22, 2002
NASDAQ EXECUTION SERVICES, LLC
June 1, 2000 - September 6, 2000
WFG INVESTMENTS, INC.
May 19, 1997 - December 14, 1998
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/12/2006
Limited Representative-Equity Trader ExamCurrent Firm
REALTY CAPITAL SECURITIES, LLC
CRD#: 145454 / SEC#: , 8-67727
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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