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AS

Andrew B. Simonetti

ENVESTNET PORTFOLIO SOLUTIONS
Westwood, MA
Some features on this profile are disabled
CRD#: 2823258
AS

Professional summary

Andrew Bartholomeo Simonetti, AIF®, who also goes by Andrew B Simonetti, Andrew Bartholemew Simonetti, is a registered financial advisor currently at ENVESTNET PORTFOLIO SOLUTIONS, INC. located in Westwood, Massachusetts.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Andrew has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Andrew B Simonetti | Andrew Bartholemew Simonetti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Bartholomeo Simonetti's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

January 20, 2011 - Present

ENVESTNET PORTFOLIO SOLUTIONS, INC.

RIA
CRD#: 109662
Westwood, MA
Past

February 3, 2012 - February 17, 2020

PORTFOLIO BROKERAGE SERVICES, INC.

BD
CRD#: 18554
CHICAGO, IL
Past

April 5, 2011 - December 9, 2011

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

February 1, 2008 - January 11, 2010

PUTNAM INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 106629
ANDOVER, MA
Past

November 14, 2006 - January 28, 2008

PUTNAM INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 106629
ANDOVER, MA
Past

July 8, 2005 - January 11, 2010

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

BD
CRD#: 7325
ANDOVER, MA
Past

April 15, 2002 - September 28, 2004

MML DISTRIBUTORS, LLC

BD
CRD#: 38030
SPRINGFIELD, MA
Past

December 1, 1997 - December 20, 2001

MFS FUND DISTRIBUTORS, INC.

BD
CRD#: 31052
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EP
ENVESTNET PORTFOLIO SOLUTIONS, INC.
ENVESTNET CAPITAL MANAGEMENT | QRG | FUNDQUEST INCORPORATED | ENVESTNET PORTFOLIO SOLUTIONS, INC. | ENVESTNET PMC

CRD#: 109662 / SEC#: 801-43579

RIA
Registered Investment Advisory firm - (3/25/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(1/20/2011)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/3/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/24/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/22/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/28/1997
Investment Company Products/Variable Contracts Representative Examination

Current Firm

EP
ENVESTNET PORTFOLIO SOLUTIONS, INC.
ENVESTNET CAPITAL MANAGEMENT | QRG | FUNDQUEST INCORPORATED | ENVESTNET PORTFOLIO SOLUTIONS, INC. | ENVESTNET PMC

CRD#: 109662 / SEC#: 801-43579

RIA
Registered Investment Advisory firm - (3/25/1993 Approved)
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Contact information

Main Address
222 N. Lasalle St., Suite 625, Chicago, IL 60601
Mailing Address
1000 Chesterbrook Boulevard, Suite 250, Berwyn, PA 19312
Phone number
(312) 827-2800
Established
Firm type
Fiscal year end
# of Employees
394

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ENVESTNET PORTFOLIO SOLUTIONS ADV PART 2A (11/19/2025)
ENVESTNET PRIVACY POLICY (3/31/2025)

Regulatory assets under management

Total Number of Accounts129,586
AUM (Assets Under Management)$ 29,340,201,923

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ENVESTNET PORTFOLIO SOLUTIONS, INC.

CRD#: 109662Westwood, MA

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