Erik A. Bravin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erik Anthony Bravin, who also goes by Erik Bravin, was a registered financial professional .
Erik is a previously registered financial professional and started their career in finance in 1997. Erik had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2001 - March 26, 2003
GREAT EASTERN SECURITIES, INC.
July 12, 2000 - March 20, 2001
MASON HILL & CO., INC.
November 17, 1998 - June 11, 1999
MASON HILL & CO., INC.
February 19, 1998 - April 6, 1998
M.S. FARRELL & COMPANY, INC.
May 1, 1997 - May 13, 1997
J.W. BARCLAY & CO., INC.
January 28, 1997 - April 30, 1997
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREAT EASTERN SECURITIES, INC.
CRD#: 2061 / SEC#: , 8-16880
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
