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Erik Anthony Bravin

CRD# 2823236·Registered 1997 - 2003
Previously Registered: Being a previously registered professional could mean that Erik is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Erik Anthony Bravin, who also goes by Erik Bravin, was a registered financial advisor. Erik was a previously registered financial professional and started their career in finance 1997 - 2003. Erik had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Erik Bravin

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

GREAT EASTERN SECURITIES, INC.·CRD# 2061
BD
New York, NY
March 30, 2001 - March 26, 2003
MASON HILL & CO., INC.·CRD# 38308
BD
New York, NY
July 12, 2000 - March 20, 2001
MASON HILL & CO., INC.·CRD# 38308
BD
New York, NY
November 17, 1998 - June 11, 1999
M.S. FARRELL & COMPANY, INC.·CRD# 24232
BD
Syosset, NY
February 19, 1998 - April 6, 1998
J.W. BARCLAY & CO., INC.·CRD# 23350
BD
Woodbridge, NJ
May 1, 1997 - May 13, 1997
LADENBURG CAPITAL MANAGEMENT INC.·CRD# 14623
BD
Bethpage, NY
January 28, 1997 - April 30, 1997

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Current Firm

GE
GREAT EASTERN SECURITIES, INC.

GREAT EASTERN SECURITIES, INC.

CRD#: 2061 / SEC#: 8-16880
BD
Cancelled by SEC on 02/25/2008

Contact Information

Established

New York since 11/18/1971

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GREAT EASTERN HOLDINGS, INC.SHAREHOLDER—
SHANI, YEHESUEL HARRYBRANCH MANAGER4413381
ZADIKOW, IRA MARCROBERTSCROP / CROP1385075

Disclosures

Regulatory Event

9

Arbitration

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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