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Brian Jack Gourley

CRD# 2823146·Registered 1996 - 2025
Previously Registered: Being a previously registered professional could mean that Brian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brian Jack Gourley was a registered financial advisor. Brian was a previously registered financial professional and started their career in finance 1996 - 2025. Brian had worked at 8 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

GENYSYS ASSET MANAGEMENT LLC·CRD# 327171
RIA
Austin, TX
August 9, 2023 - January 27, 2025
TROUBADOUR CAPITAL, LLC·CRD# 268822
RIA
Austin, TX
September 23, 2015 - August 17, 2019
WATERLOO ADVISORS, LLC·CRD# 169183
RIA
Auston, TX
December 3, 2013 - March 28, 2018
NATALLIANCE SECURITIES, LLC·CRD# 39455
BD
Austin, TX
December 2, 2009 - February 9, 2012
CANTOR FITZGERALD & CO.·CRD# 134
BD
New York, NY
May 31, 2005 - July 8, 2009
PENSON FINANCIAL SERVICES, INC.·CRD# 25866
BD
Dallas, TX
February 25, 2004 - May 4, 2005
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
May 29, 1998 - April 5, 2002
HILLTOP SECURITIES INC.·CRD# 6220
BD
Dallas, TX
December 10, 1996 - June 1, 1998

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Current Firm

GA
GENYSYS ASSET MANAGEMENT LLC

GENYSYS ASSET MANAGEMENT LLC | GENYSYS CAPITAL LLC

CRD#: 327171

Contact Information

Main Address

Austin, TX

Phone Number

(212) 363-0950

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

1

AUM (Assets Under Management)

$30,000,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

consultant for Fabulingua, a startup Tech Company. Approximately ten hours a week are spent on this other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2013About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1996About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed May 2006About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Dec 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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