Anthony G. Natale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony George Natale, who also goes by Tony Natale, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1996. Anthony had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 6, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2023 - March 11, 2025
BRYN MAWR TRUST ADVISORS, LLC
January 16, 2018 - April 30, 2020
QUASAR DISTRIBUTORS, LLC
June 1, 2009 - January 12, 2016
MORGAN STANLEY
June 1, 2009 - January 12, 2016
MORGAN STANLEY
March 23, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
December 10, 2002 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
December 13, 1996 - December 3, 2002
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
BRYN MAWR TRUST ADVISORS, LLC
CRD#: 285359 / SEC#: 801-108434
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/15/2024
General Securities Representative ExaminationCurrent Firm
BRYN MAWR TRUST ADVISORS, LLC
CRD#: 285359 / SEC#: 801-108434
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,371 |
| AUM (Assets Under Management) | $ 3,011,732,671 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 04/09/2024 | ||
| 02/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
