AC
Arthur R. Cole
CND FINANCIAL
Livonia, MI 48150
Some features on this profile are disabled
CRD#: 2822685
AC
Professional summary
Arthur Raymond Cole, who also goes by Art Cole, Arthur R Cole, is a registered financial advisor currently at CND FINANCIAL located in Livonia, Michigan.
Arthur is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Arthur has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Art Cole | Arthur R Cole
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BUSINESS: COLE, NEWTON & DURAN (COLE, INC.) 33762 Schoolcraft Rd., Livonia, MI 48150 Certified Public Accountants---Non-investment related POSITION: CPA/President START DATE: 09/2001 Number of hours/month: 144 Based on 6-10 hour days Number of hours/month during trading: 60 (3X5X4) BUSINESS: STRATEGIC INVESTMENT SERVICES, INC. 33762 Schoolcraft Rd. Livonia, MI 48150 Holding Company--Investment related POSITION: President START DATE: 07/2004 Number of hours/month & during trading: Minimal BUSINESS: CND BUILDING, LLC 33762 Schoolcraft Rd. Livonia, MI 48150 Real estate holding--Non-investment related POSITION: Owner START DATE: 07/2011 Number of hours/month: 15 minutes/month-3 hours/year--During trading: Minimal Property management BUSINESS: MI PHARM, LLC 32320 Five Mile Rd. Livonia, MI 48154 Long-term care pharmacy--non-investment related POSITION: CFO START DATE: 09/2017 Number of Hours: May vary throughout the year but generally involves 10% of registrant's time, minimal time during trading hours. BUSINESS: AMAC BUILDING, LLC 15115 Farmington Rd. Livonia, MI 48150 Real estate holding--non-investment related POSITION: Owner START DATE: 10/2017 Number of hours: 15 minutes/month-3 hours/year--During trading: Minimal Property management BUSINESS: CND MORTGAGE, LLC 33762 Schoolcraft Rd. Livonia, MI 48150 Mortgage company--non-investment related POSITION: Owner/CFO START DATE: 06/2021 Number of hours: 520 hours per year--During trading hours: Minimal BUSINESS: AMAC BAR, LLC 33762 Schoolcraft Rd. Livonia, MI 48150 Holding the name--non-investment related POSITION: Owner START DATE: 10/2021 Number of hours: zero non-entity BUSINESS: AMAC CENTER, LLC 32320 Five Mile Rd. Livonia, MI 48154 Real estate holding--non-investment related POSITION: Owner START DATE: 09/2021 Number of hours: 15 minutes/month-3 hours/year--During trading hours: Minimal Property management BUSINESS: GREEN TRUCK, LLC 33762 Schoolcraft Rd. Livonia, MI 48150 Liability protection--non-investment related POSITION: Owner START DATE: 09/2021 Number of hours: 1 hour/year--During trading hours: Minimal Limit liability BUSINESS: DADES, LLC 33762 Schoolcraft Rd. Livonia, MI 48150 Real estate holding--non-investment related POSITION: Owner START DATE: 10/2017 Number of hours: 15 minutes/month-3 hours/year--During trading hours: Minimal Property Management BUSINESS: DTC BUILDING LLC 33762 Schoolcraft Rd. Livonia, MI 48150 Real estate holding--non-investment related POSITION: Owner START DATE: 05/2023 Number of hours: 15 minutes/month-3 hours/year--During trading hours: Minimal Property Management BUSINESS: CAMA, LLC 33762 Schoolcraft Rd. Livonia, MI 48150 Real estate holding--non-investment related POSITION: Owner START DATE: 09/2023 Number of hours: 15 minutes/month-3 hours/year--During trading hours: Minimal Property Management AMACOLE, L.L.C. 33762 Schoolcraft Rd. Livonia, MI 48150 Holding the name--non-investment related POSITION: Owner START DATE: 10/2021 Number of hours: zero non-entity
CRS (Client Relationship Summary) - RIA
Click below to view Arthur Raymond Cole's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2010 - Present
CND FINANCIAL
Office #1: 33762 Schoolcraft Rd 2nd Floor, Livonia, MI 48150RIA
CRD#: 110180
Livonia, MI
Past
June 30, 2004 - December 6, 2004
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
SCHAUMBURG, IL
Past
November 26, 1996 - June 30, 2004
HOCHMAN & BAKER SECURITIES, INC.
BD
CRD#: 19949
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CND FINANCIAL
CND FINANCIAL | EXECUTIVE FINANCIAL SERVICES INC
CRD#: 110180 / SEC#: 801-121895
RIA
Registered Investment Advisory firm - (7/28/2021 Approved)Michigan
Registered Investment Advisory firm - (8/2/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(5/6/2010)
IAR
Texas(7/26/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
CF
CND FINANCIAL
CND FINANCIAL | EXECUTIVE FINANCIAL SERVICES INC
CRD#: 110180 / SEC#: 801-121895
RIA
Registered Investment Advisory firm - (7/28/2021 Approved)Michigan
Registered Investment Advisory firm - (8/2/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
33762 Schoolcraft Rd 2nd Floor, Livonia, MI 48150
Mailing Address
Phone number
(734) 427-2030
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 192 |
| AUM (Assets Under Management) | $ 180,300,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
