Dennis Z. Chenfu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Zhu Chenfu, who also goes by Dennis Chen, Dennis Z Chenfu, Dennis Zhu Chenfu, Dennis Chenfu, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1997. Dennis had worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2020 - January 20, 2022
ELECTRONIC TRANSACTION CLEARING, INC.
October 14, 2020 - January 20, 2022
APEX CLEARING CORPORATION
December 8, 2010 - March 9, 2020
PERSHING LLC
June 11, 2009 - November 26, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 21, 2006 - November 9, 2007
NATIONAL FINANCIAL SERVICES LLC
August 18, 1999 - February 16, 2006
J.P. MORGAN CLEARING CORP.
August 18, 1999 - February 16, 2006
J.P. MORGAN SECURITIES LLC
February 5, 1997 - July 20, 1999
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/21/2024
General Securities Representative ExaminationCurrent Firm
ELECTRONIC TRANSACTION CLEARING, INC.
CRD#: 146122 / SEC#: , 8-67790
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APEX FINTECH SOLUTIONS INC. | OWNER | |
| BECKERMAN, JARRED | FINOP, PRINCIPAL FINANCIAL OFFICER | 6683745 |
| BRENNAN, WILLIAM ROBERT | PRESIDENT & CEO | 2447538 |
| COPPOLETTA, JAY CHRISTIAN | BOARD MEMBER | 6049053 |
| RAY, TERRY DAVID | PRINCIPAL OPERATIONS OFFICER | 5295510 |
| ROBBINS, JOHN FRANKLYN | CHIEF COMPLIANCE OFFICER | 1967073 |
| SPRINGER, CHRISTOPHER MICHAEL | CFO, CAO | 1814987 |
Disclosures
| Regulatory Event | 61 |
Red Flags
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