David A. Hamm
Professional summary
David Allen Hamm, who also goes by David A Hamm, is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Eastlake, Ohio.
David is registered as a RR (Registered Representative) and started their career in finance in 1996. David has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Allen Hamm's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2019 - Present
FORTUNE FINANCIAL SERVICES, INC.
Office #1: 1452 East 361st Street, Eastlake, OH 44095June 30, 2017 - June 11, 2019
CETERA WEALTH SERVICES, LLC
June 30, 2017 - June 11, 2019
CETERA WEALTH SERVICES, LLC
June 21, 2002 - July 10, 2017
PRUCO SECURITIES, LLC.
December 18, 1996 - July 10, 2017
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/6/2019)
(6/6/2019)
(6/6/2019)
Exams
FINRA
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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