Chandy K. Wilcoxon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chandy Kay Wilcoxon, who also goes by Chandy Kay Hannebaum, Chandy Hannebaum Wilcoxon, was a registered financial professional .
Chandy is a previously registered financial professional and started their career in finance in 1997. Chandy had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2020 - December 31, 2020
BOOKENDS FINANCIAL PLANNING
April 15, 2011 - December 31, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 17, 2005 - November 2, 2010
CADE GROUP, INC.
April 12, 2004 - December 31, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 3, 1997 - March 22, 2004
BANC ONE SECURITIES CORPORATION
Primary Firm SEC Registration
BOOKENDS FINANCIAL PLANNING
CRD#: 305301 / SEC#: 801-117718
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOOKENDS FINANCIAL PLANNING
CRD#: 305301 / SEC#: 801-117718
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,304 |
| AUM (Assets Under Management) | $ 288,955,121 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
