Andrew J. Fernholz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew John Fernholz was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1996. Andrew had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 1999 - March 6, 2000
COUCH & COMPANY, INCORPORATED
June 30, 1999 - October 13, 1999
LCP CAPITAL CORP.
April 20, 1999 - May 24, 1999
COLEMAN & COMPANY SECURITIES, INC.
December 18, 1996 - May 14, 1999
DALTON KENT SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COUCH & COMPANY, INCORPORATED
CRD#: 18433 / SEC#: , 8-36429
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COUCH & COMPANY.COM HOLDING CORP. | DIRECT OWNER | |
| COUCH, THOMAS MCDONALD JR | PRESIDENT, FINOP, DIRECTOR | 1271694 |
| RADICONE, ANTHONY JOE | COMMON SHAREHOLDER 20% |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
