Randy M. Soifer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randy Matthew Soifer was a registered financial professional .
Randy is a previously registered financial professional and started their career in finance in 1996. Randy had worked at 4 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2011 - January 31, 2013
ECHOTRADE LLC
November 1, 2010 - October 21, 2011
ECHOTRADE LLC
May 11, 2006 - January 8, 2008
OPUS TRADING FUND LLC
May 12, 1999 - March 23, 2004
SCHONFELD SECURITIES, LLC
November 20, 1996 - February 5, 1997
WINCHESTER INVESTMENT SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 6/17/1999
Limited Representative-Equity Trader ExamCurrent Firm
ECHOTRADE LLC
CRD#: 42239 / SEC#: , 8-49764
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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