Bruce L. Pompan
Professional summary
Bruce Lewis Pompan is a registered financial professional currently at AMERICAN DISCOVERY ADVISORS, LLC located in Los Angeles, California.
Bruce is registered as a RR (Registered Representative) and started their career in finance in 1997. Bruce has worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bruce Lewis Pompan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2020 - Present
AMERICAN DISCOVERY ADVISORS, LLC
Office #1: 11150 Santa Monica Blvd. Suite 1425, Los Angeles, CA 90025May 27, 2020 - August 15, 2021
GLOBAL DIGITAL MARKETS
October 4, 2011 - December 31, 2017
CLEAR CAPITAL ADVISORS, LLC
September 10, 2009 - June 30, 2020
FALLBROOK CAPITAL SECURITIES CORP.
March 8, 2002 - August 25, 2009
CAPPELLO CAPITAL CORP.
May 2, 2000 - September 6, 2001
BMO CAPITAL MARKETS CORP.
July 1, 1998 - March 17, 2000
ABN AMRO SECURITIES LLC
January 29, 1998 - July 1, 1998
ING BARING (U.S.) SECURITIES, INC.
February 12, 1997 - February 26, 1997
ING BARING (U.S.) SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
AMERICAN DISCOVERY ADVISORS, LLC
CRD#: 287488 / SEC#: , 8-69899
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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