Omar I. Hassan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Omar Ibrahim Hassan, who also goes by Mark Ibrahim Hassan, Mark Hassan, Omar Hassan, was a registered financial professional .
Omar is a previously registered financial professional and started their career in finance in 1997. Omar had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2013 - October 24, 2022
PHX FINANCIAL, INC.
June 27, 2013 - October 4, 2013
LEGEND SECURITIES, INC.
October 23, 2008 - June 7, 2013
JOHN THOMAS FINANCIAL
November 8, 2005 - October 21, 2008
NEWBRIDGE SECURITIES CORPORATION
January 4, 2005 - November 9, 2005
SECURITIES SERVICE NETWORK, LLC
June 30, 2004 - December 31, 2004
CANTELLA & CO., INC.
April 11, 2003 - July 6, 2004
NEWBRIDGE SECURITIES CORPORATION
November 28, 2001 - April 16, 2003
CANTELLA & CO., INC.
October 1, 2001 - December 4, 2001
LADENBURG CAPITAL MANAGEMENT INC.
June 5, 2001 - October 1, 2001
WOODSTOCK FINANCIAL GROUP, INC.
December 18, 2000 - June 8, 2001
J.P. TURNER & COMPANY, L.L.C.
October 13, 1997 - December 5, 2000
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
