Peter M. Schofield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Michael Schofield, who also goes by Peter M Schofield, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1997. Peter had worked at 3 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2021 - February 11, 2025
CHARTWELL INVESTMENT PARTNERS, LLC
August 27, 2007 - January 11, 2011
KNOTT CAPITAL MANAGEMENT
February 4, 1997 - February 12, 2002
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
Primary Firm SEC Registration
CHARTWELL INVESTMENT PARTNERS, LLC
CRD#: 170335 / SEC#: 801-79127
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHARTWELL INVESTMENT PARTNERS, LLC
CRD#: 170335 / SEC#: 801-79127
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 398 |
| AUM (Assets Under Management) | $ 12,309,970,991 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
