Todd J. Tocco

CERTIFIED ADVISORY CORP

Arnold,, MD

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CRD#: 2821924

Professional summary

Todd Jeffrey Tocco, AIF®, CFP® is a registered financial advisor currently at CERTIFIED ADVISORY CORP located in Arnold,, Maryland.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Todd has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

What are your service offerings?

Investment Planning

Comprehensive Financial Planni...

Estate Planning

Retirement Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MANAGER OF TJT FINANCIAL, LLC SINCE 02/2014. 205 RUGBY COURT, ARNOLD, MD 21012. FINANCIAL ADVISORY SERVICES. INVESTMENT RELATED. 45 HRS/WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Jeffrey Tocco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

May 21, 2010 - Present

CERTIFIED ADVISORY CORP

Office #2: 1111 Douglas Avenue, Altamonte Springs, FL 32714-2033

RIA

CRD#: 120990

Arnold,, MD

Past

July 3, 2013 - December 31, 2014

DELTA SECURITIES COMPANY, LLC

CRD#: 130577

MAITLAND, FL

Past

April 21, 2010 - December 31, 2014

SIGNATURE ESTATE SECURITIES, LLC

CRD#: 18923

LOS ANGELES, CA

Past

February 10, 2003 - May 6, 2010

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ORLANDO, FL

Past

May 20, 1997 - May 6, 2010

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CERTIFIED ADVISORY CORP

CERTIFIED ADVISORY CORP | CERTIFIED ADVISORY CORP.

CRD#: 120990 / SEC#: 801-61305

RIA

Registered Investment Advisory firm - (7/23/2002 Approved)

Florida

Registered Investment Advisory firm - (10/31/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/21/2010)

IAR

Maryland
(3/22/2016)

IAR

Texas
(5/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/14/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/16/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/13/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/10/1999

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/10/1999

General Securities Sales Supervisor - Options Module Examination

Current Firm

CERTIFIED ADVISORY CORP

CERTIFIED ADVISORY CORP | CERTIFIED ADVISORY CORP.

CRD#: 120990 / SEC#: 801-61305

RIA

Registered Investment Advisory firm - (7/23/2002 Approved)

Florida

Registered Investment Advisory firm - (10/31/2002 Terminated)

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Contact information

Main Address

1111 Douglas Avenue, Altamonte Springs, FL 32714-2033

Mailing Address

Phone number

(407) 869-9800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAC FIRM BROCHURE 033125 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	6,217
AUM (Assets Under Management)	$ 2,673,832,488

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
03/01/2024	Cover Page	Report
10/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Todd J. Tocco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Jeffrey Tocco's CRS (Customer Relationship Summary).

Certified licenses

Experience

DELTA SECURITIES COMPANY, LLC

SIGNATURE ESTATE SECURITIES, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

CERTIFIED ADVISORY CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 9/14/2007

Series 63

Date: 5/16/1997

SIE

Date: 12/31/2014

Series 7

Date: 5/13/1997

Series 10

Date: 12/10/1999

Series 9

Date: 12/10/1999

Current Firm

CERTIFIED ADVISORY CORP

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CERTIFIED ADVISORY CORP

TRUST BUT VERIFY

Contact information

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