AS
Ann-marie Sepuka
WELLTH ADVISORY SERVICES
Sugar Land, TX
Some features on this profile are disabled
CRD#: 2821734
AS
Professional summary
Ann-marie Sepuka, who also goes by Ann-marie Sepuka, Ann-marie Willenborg, Annmarie Willenborg, is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Sugar Land, Texas.
Ann-marie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Ann-marie has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ann-Marie Sepuka | Ann-Marie Willenborg | Annmarie Willenborg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 11/09/2022 - STRATEGIC RETIREMENT PARTNERS - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 11/09/2022 - SRP - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 11/09/2022 - SRP HOLDINGS GROUP LLC - Business Entity For Tax/Investment Purposes Only - entity - Non Investment related - Shorewood, IL 60404 - Start date: 11/7/2022. 4) 11/09/2022 - SRP VENTURES LLC - Business Entity For Tax/Investment Purposes Only - digital recordkeeper - Non Investment related - Shorewood, IL 60404 - Start date: 11/7/2022. 5) 12/02/2022 - GLOBAL RETIREMENT PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 11/7/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. Termed 6/2024 6) 12/02/2022 - Global Retirement Partners - DBA: SRP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 11/7/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% Termed 6/2024 7) 12/02/2022 - STRATEGIC RETIREMENT PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 11/7/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%
CRS (Client Relationship Summary) - RIA
Click below to view Ann-marie Sepuka's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2024 - Present
WELLTH ADVISORY SERVICES, LLC
RIA
CRD#: 330537
Sugar Land, TX
Past
November 28, 2022 - December 13, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
SUGAR LAND, TX
Past
March 29, 2019 - July 7, 2024
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Shorewood, IL
Past
March 29, 2019 - December 22, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
SUGAR LAND, TX
Past
November 9, 2010 - April 2, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
SUGAR LAND, TX
Past
November 5, 2010 - April 2, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
SUGAR LAND, TX
Past
March 7, 2008 - November 5, 2010
NRP ADVISORS, INC.
RIA
CRD#: 141430
SUGAR LANE, TX
Past
March 7, 2008 - November 5, 2010
NRP FINANCIAL, INC.
BD
CRD#: 103717
SUGARLAND, TX
Past
June 26, 2006 - March 10, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
SUGARLAND, TX
Past
June 23, 2006 - March 10, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
SUGARLAND, TX
Past
May 4, 1998 - June 28, 2006
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
WESTON, FL
Past
May 4, 1998 - June 28, 2006
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
WESTON, FL
Past
November 27, 1996 - July 24, 1998
J. B. HANAUER & CO.
BD
CRD#: 6958
PARSIPPANY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(6/28/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Shorewood, IL
Mailing Address
Phone number
(866) 777-4015
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,338 |
| AUM (Assets Under Management) | $ 23,574,040,155 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
