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Diana Alvarez Behre

Diana A. Behre

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CRD#: 2821618
Diana Alvarez Behre

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Diana Alvarez Behre, CFP®, who also goes by Diane Alvarez, Diana Alvarez Cook, Diane Alvarez Cook, was a registered financial professional .

Diana is a previously registered financial professional and started their career in finance in 1996. Diana had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Diane Alvarez | Diana Alvarez Cook | Diane Alvarez Cook

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. One Ascent Financial Services dba Hampton Square Wealth Management. Investment Related. 83 US 206, Augusta NJ 07860. RIA. Sales representative. Start 3/2018. 8 hours per month not during trading. Sales representative. 2. PKS Financial. Investment Related. 80 State St, Albany, NY 12207. Insurance. Agent. Start 10/2019. 0 hours per month. Sales of fixed/traditional insurance products. 3. Rental Income. Not Investment Related. 19 Canada Goose Drive, Hackettstown NJ 07840. Rental income from roommate. Owner. Start 01/2006. 1 hour per month not during trading. Rental income from roommate. 4. DAC Consulting. Not Investment Related. 19 Canada Good Drive, Hackettstown NJ 07840. Accounting, bookkeeping and tax preparation services. Owner. Start 2006. 5 hours per month not during trading. Accounting, bookkeeping and tax preparation services. 5. Panther Valley Board of Trustees. Not Investment Related. 19 Canada Goose Drive, Hackettstown NY 07840. Attend Board Meetings. Trustee. Start 11/2018. 0 hours per week. Attending and voting. Do not receive compensation and do not have check writing authority.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2009

Experience

Past

November 14, 2019 - February 7, 2024

ONEASCENT FINANCIAL SERVICES LLC

RIA
CRD#: 284549
Andover, NJ
Past

November 7, 2019 - December 2, 2022

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Augusta, NJ
Past

June 1, 2004 - October 19, 2017

OSAIC FA, INC.

RIA
CRD#: 3978
PARAMUS, NJ
Past

December 5, 2003 - April 3, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

December 5, 2003 - October 19, 2017

OSAIC FA, INC.

BD
CRD#: 3978
PARAMUS, NJ
Past

June 27, 2002 - December 5, 2003

VERAVEST INVESTMENT ADVISORS, INC.

RIA
CRD#: 105796
PISCATAWAY, NJ
Past

March 23, 1999 - December 5, 2003

VERAVEST INVESTMENTS, INC.

BD
CRD#: 3960
WORCESTER, MA
Past

January 17, 1997 - January 20, 1999

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

December 11, 1996 - January 21, 1997

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
ONEASCENT FINANCIAL SERVICES LLC
2:24 WEALTH GROUP | ZAHORANSKI WEALTH MANAGEMENT | WEALTH STEWARDS | THE CORNERSTONE FINANCIAL GROUP | TEVEBAUGH & ASSOCIATES | TATE FINANCIAL PARTNERS | STRATEGENCE CAPITAL | STONEBRIDGE WEALTH MANAGEMENT | SOVEREIGN PRIVATE WEALTH | SOVEREIGN FAMILY OFFICE | SOLOMON PRIVATE WEALTH | RIVER OAK FINANCIAL | RESOLUTE CAPITAL GROUP | PWJOHNSON WEALTH MANAGEMENT | PURE CAPITAL SPORTS | PURE CAPITAL ADVISORS | PROVIDENT OAK FINANCIAL | PROVIDENCE FINANCIAL ADVISORS | PEARSON & ASSOCIATES | ONEASCENT FINANCIAL SERVICES LLC | LONE OAK FINANCIAL SERVICES | LIFE&WEALTH ADVISORS | LEGATUM GROUP | JB STARK FINANCIAL LLC | HARDT FINANCIAL GROUP | HAMPTON SQUARE WEALTH MANAGEMENT | FRANKLIN WEALTH MANAGEMENT | FLIGHT FINANCIAL ADVISORS | FINANCIAL STRATEGIES GROUP | ENOUGH WEALTH | ANTHEM ADVISORS | AFFILIATED FINANCIAL PLANNERS | ADVENTURE FINANCIAL

CRD#: 284549 / SEC#: 801-108265

RIA
Registered Investment Advisory firm - (8/24/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/21/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/6/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/19/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/2/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/10/1996
Investment Company Products/Variable Contracts Representative Examination

Current Firm

OF
ONEASCENT FINANCIAL SERVICES LLC
2:24 WEALTH GROUP | ZAHORANSKI WEALTH MANAGEMENT | WEALTH STEWARDS | THE CORNERSTONE FINANCIAL GROUP | TEVEBAUGH & ASSOCIATES | TATE FINANCIAL PARTNERS | STRATEGENCE CAPITAL | STONEBRIDGE WEALTH MANAGEMENT | SOVEREIGN PRIVATE WEALTH | SOVEREIGN FAMILY OFFICE | SOLOMON PRIVATE WEALTH | RIVER OAK FINANCIAL | RESOLUTE CAPITAL GROUP | PWJOHNSON WEALTH MANAGEMENT | PURE CAPITAL SPORTS | PURE CAPITAL ADVISORS | PROVIDENT OAK FINANCIAL | PROVIDENCE FINANCIAL ADVISORS | PEARSON & ASSOCIATES | ONEASCENT FINANCIAL SERVICES LLC | LONE OAK FINANCIAL SERVICES | LIFE&WEALTH ADVISORS | LEGATUM GROUP | JB STARK FINANCIAL LLC | HARDT FINANCIAL GROUP | HAMPTON SQUARE WEALTH MANAGEMENT | FRANKLIN WEALTH MANAGEMENT | FLIGHT FINANCIAL ADVISORS | FINANCIAL STRATEGIES GROUP | ENOUGH WEALTH | ANTHEM ADVISORS | AFFILIATED FINANCIAL PLANNERS | ADVENTURE FINANCIAL

CRD#: 284549 / SEC#: 801-108265

RIA
Registered Investment Advisory firm - (8/24/2016 Approved)
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Contact information

Main Address
23 Inverness Parkway, Birmingham, AL 35242
Mailing Address
Phone number
(205) 313-9142
Established
Firm type
Fiscal year end
# of Employees
125

SEC notice filing (43 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OAFS ADV PART 2A (9/4/2025)

Regulatory assets under management

Total Number of Accounts11,150
AUM (Assets Under Management)$ 2,610,953,335

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ONEASCENT FINANCIAL SERVICES LLC

CRD#: 284549

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