Elizabeth A. Ottersberg
Professional summary
Elizabeth Anne Ottersberg, who also goes by Beth Dugan, Elizabeth A. Dugan, Elizabeth Anne Dugan, is a registered financial advisor currently at PROCESS DESIGN CAPITAL MANAGEMENT LLC located in Phoenix, Arizona.
Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Elizabeth has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Anne Ottersberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2014 - Present
PROCESS DESIGN CAPITAL MANAGEMENT LLC
Office #1: 7301 N. 16th St #102, Phoenix, AZ 85020August 2, 2013 - July 22, 2014
VORA WEALTH MANAGEMENT, PLLC
September 2, 2011 - July 31, 2012
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - July 31, 2012
WELLS FARGO CLEARING SERVICES, LLC
March 31, 1999 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
February 17, 1999 - March 25, 1999
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/20/2014)
Exams
Current Firm
PROCESS DESIGN CAPITAL MANAGEMENT LLC
CRD#: 170789 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 89 |
| AUM (Assets Under Management) | $ 92,000,000 |
Red Flags
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