RR
Robert Y. Rabinowitz
J.H. DARBIE & CO.
LIVINGSTON, NJ
Some features on this profile are disabled
CRD#: 2821450
RR
Professional summary
Robert Y Rabinowitz is a registered financial advisor currently at J.H. DARBIE & CO., INC. located in Livingston, New Jersey.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Robert has worked at 5 firms and has passed the Series 66, Series 65, Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 14, Series 53, Series 4, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)JH DARBIE & CO. INC., NY, NY. CEO. INVESTMENT RELATED. FULL TIME DURING SECURITIES TRADING HRS. START: 6/1997. (2)WOLF A. POPPER, INC., NY, NY. CEO. INVESTMENT RELATED. FULL TIME DURING SECURITITES TRADING HRS. START: 2/2003. (3)ROBERT RABINOWITZ, IRVINGTON, NJ. BUSINESS ACCOUNTING / REAL ESTATE ACCOUNTING / CONSULTING. NOT INVESTMENT RELATED. UP TO 20 HRS PER MO., 5 HRS PER MO. DURING MARKET TRADING HRS. START: 6/2013. (4)YADA PROPERTY MANAGEMENT, LIVINGSTON, NJ. PROPRIETOR. PROPERTY MANAGEMENT. NOT INVESTMENT RELATED. 40 HRS PER MO., 20 HRS PER MO. DURING TRADING HRS. START: 3/2014. (5)IKE CARRIED INTEREST CO., LLC., WOODMERE, NY. MANAGING MEMBER. INVESTMENT RELATED (THROUGH IKE PARTNERS). 5 HRS PER MO., ALL DURING TRADING HRS. START: 2/2012. (6)IKE MANAGMENT,LLC., WOODMERE, NY. MANAGING MEMBER. THIS ENTITY IS THE MANAGING MEMEBER OF IKE PARTNERS, LLC. INVESTMENT RELATED. 5 HRS PER MO., ALL DURING TRADING HRS. START: 2/2012. (7)IKE PARTNERS, LLC., WOODMERE, NY. MANAGING MEMBER. POOLED INVESTMENT FUND. INVESTMENT RELATED. 5 HRS PER MO., ALL DURING TRADING HRS. START: 2/2012. (8) MACRAB LLC, MERRITT ISLAND, FL, MANAGING MEMBER. INVESTOR IN PUBLIC COMPANIES. SECURITIES RELATED. 5 HOURS PER WEEK DURING TRADING HOURS. START DATE 2/1/2021.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Y Rabinowitz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Y Rabinowitz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 28, 2024 - Present
J.H. DARBIE & CO., INC.
RIA
BD
CRD#: 43520
LIVINGSTON, NJ
Current
February 20, 1998 - Present
J.H. DARBIE & CO., INC.
Office #1: 48 Wall St., Suite 1206, New York, NY 10005RIA
BD
CRD#: 43520
New York, NY
Current
February 21, 2003 - Present
WOLF A. POPPER, INC.
Office #2: 21 Mayhew Drive, Livingston, NJ 07039BD
CRD#: 44974
LIVINGSTON, NJ
Past
July 25, 2007 - August 7, 2007
TREND TRADER, LLC
BD
CRD#: 43635
SCOTTSDALE, AZ
Past
January 10, 2003 - February 10, 2003
TRADE-WELL DISCOUNT INVESTING, LLC.
BD
CRD#: 24645
SAN DIEGO, CA
Past
January 1, 1997 - August 10, 1998
LEGEND MERCHANT GROUP, INC.
BD
CRD#: 5155
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/28/1998)
RR
Colorado(4/21/1999)
RR
Connecticut(2/21/2003)
RR
Florida(8/6/1998)
RR
Missouri(6/28/2000)
RR
New Hampshire(11/8/2010)
RR
New Jersey(5/7/1998)
IAR
New Jersey(2/28/2024)
RR
New York(10/1/1997)
IAR
New York(7/8/2024)
RR
Pennsylvania(8/15/2024)
RR
Rhode Island(3/21/2011)
RR
Texas(9/17/1999)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 9/19/2002
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
JD
J.H. DARBIE & CO., INC.
J.H. DARBIE & CO., INC. | J.H. DARBIE ADVISORY
CRD#: 43520 / SEC#: , 8-50335
Arizona
Registered Investment Advisory firm - SEC (7/3/2024 Approved)New Jersey
Registered Investment Advisory firm - SEC (1/7/2008 Approved)New York
Registered Investment Advisory firm - SEC (1/7/2008 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
48 Wall St., Suite 1206. Suite 1206, New York, NY 10005
Mailing Address
48 Wall St., Suite 1206. C/o Robert Rabinowitz, New York, NY 10005
Phone number
(212) 269-7271
Established
New York since 06/03/1997
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
5
FINRA licenses (46 States and Territories)
0
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
