Scott A. Thompson

ALLIUM FINANCIAL ADVISORS

Lake Oswego, OR 97034

Some features on this profile are disabled

CRD#: 2821414

Professional summary

Scott Alan Thompson is a registered financial advisor currently at ALLIUM FINANCIAL ADVISORS, LLC located in Lake Oswego, Oregon.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Scott has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HIGH SCHOOL VOLLEYBALL COACH; NOT INVESTMENT RELATED; WILSONVILLE, OR; SPORTS; HEAD COACH; AUGUST 2017; 60-80 HRS PER MONTH DURING SEASON AND 0-4 OFF SEASON; 40 ANNUALLY DURING TRADING HOURS; MANAGED VOLLEYBALL PROGRAM AND HEAD COACH FOR VARSITY TEAM. Uptick Capital Management, LLC, Manager, Investment Related, Lake Oswego, OR, Exempt Reporting Advisor of private funds, 10/2023, 5 hours during trading hours, 5 hours total time, General business administration activities, investment advice to private funds.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Alan Thompson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 27, 2022 - Present

ALLIUM FINANCIAL ADVISORS, LLC

Office #1: 310 N State Street Suite 208, Lake Oswego, OR 97034

RIA

CRD#: 288462

Lake Oswego, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLIUM FINANCIAL ADVISORS, LLC

CRD#: 288462 / SEC#: 801-110536

RIA

Registered Investment Advisory firm - (5/16/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(4/27/2022)

IAR

Washington
(2/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/26/2022

Uniform Investment Adviser Law Examination

Current Firm

ALLIUM FINANCIAL ADVISORS, LLC

CRD#: 288462 / SEC#: 801-110536

RIA

Registered Investment Advisory firm - (5/16/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

310 N State Street Suite 208, Lake Oswego, OR 97034

Mailing Address

Phone number

(877) 487-6860

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

20250225 ADV 2A DISCLOSURE BROCHURE - ALLIUM FINANCIAL ADVISORS (6/6/2025)

Regulatory assets under management

Total Number of Accounts	680
AUM (Assets Under Management)	$ 638,921,337

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/29/2025	Cover Page	Report
02/20/2024	Cover Page	Report
01/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Viengsavanh Bounnam

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Devlin Carothers

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Gregory Bowen

MARINER WEALTH

IAR

Portland, OR

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott A. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Alan Thompson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLIUM FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

ALLIUM FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/26/2022

Current Firm

ALLIUM FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALLIUM FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors