Laurence M. Torres
Professional summary
Laurence Michael Torres was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Laurence is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Laurence had worked at 9 firms, which includes FIRST STANDARD FINANCIAL COMPANY LLC, ALEXANDER CAPITAL L.P., BROOKSTONE SECURITIES INC., J.P. TURNER & COMPANY L.L.C., VFINANCE INVESTMENTS INC, JOSEPH STEVENS & CO. INC., CANTONE RESEARCH INC., VALLEY FORGE SECURITIES INC ., MASON HILL & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2014 - September 16, 2016
FIRST STANDARD FINANCIAL COMPANY LLC
June 18, 2012 - October 20, 2014
ALEXANDER CAPITAL, L.P.
October 20, 2009 - June 20, 2012
BROOKSTONE SECURITIES, INC.
May 22, 2009 - October 30, 2009
J.P. TURNER & COMPANY, L.L.C.
August 30, 2007 - May 6, 2009
VFINANCE INVESTMENTS, INC
September 19, 2002 - September 17, 2007
JOSEPH STEVENS & CO., INC.
October 17, 2001 - July 15, 2002
CANTONE RESEARCH INC.
October 27, 2000 - June 19, 2001
VALLEY FORGE SECURITIES, INC .
March 20, 2000 - October 26, 2000
MASON HILL & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST STANDARD FINANCIAL COMPANY LLC
CRD#: 168340 / SEC#: , 8-69300
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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