Henry P. Regan
Professional summary
Henry Paul Regan JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Henry is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Henry had worked at 4 firms, which includes BERNARD LEE & EDWARDS SECURITIES INC, J.P. TURNER & COMPANY L.L.C., BENNETT MULLANEY & CO. INC., MILLENNIUM SECURITIES CORP..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
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Experience
August 2, 2000 - September 28, 2001
BERNARD, LEE & EDWARDS SECURITIES, INC
August 23, 1999 - August 18, 2000
J.P. TURNER & COMPANY, L.L.C.
May 4, 1999 - May 19, 1999
BENNETT, MULLANEY & CO., INC.
May 4, 1999 - August 25, 1999
MILLENNIUM SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
BERNARD, LEE & EDWARDS SECURITIES, INC
CRD#: 24050 / SEC#: , 8-40882
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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