Margie M. Chamberlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margie Michelle Chamberlin, who also goes by Margie M Chamberlin, Margie Michelle Manvellor, Margie Manvellor, was a registered financial professional .
Margie is a previously registered financial professional and started their career in finance in 1996. Margie had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2021 - June 28, 2024
ROCKEFELLER FINANCIAL LLC
June 11, 2021 - June 28, 2024
ROCKEFELLER FINANCIAL LLC
August 22, 2011 - June 15, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 25, 2011 - June 15, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 26, 2007 - January 29, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 14, 2003 - November 30, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 12, 1999 - September 12, 2002
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 1, 1998 - July 12, 1999
BA INVESTMENT SERVICES, INC.
December 23, 1996 - July 1, 1998
SEAFIRST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROCKEFELLER FINANCIAL LLC
CRD#: 291361 / SEC#: 801-114033, 8-70054
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 76,628 |
| AUM (Assets Under Management) | $ 70,030,224,514 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 08/26/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
