Troy M. Wirth

INGEN STRATEGIES

Irvine, CA 92614

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CRD#: 2821333

Professional summary

Troy Michael Wirth is a registered financial advisor currently at INGEN STRATEGIES, LLC located in Irvine, California.

Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Troy has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA WIRTH FINANCIAL & INSURANCE SERVICES] [WIRTH FINANCIAL & INSURANCE SERVICES; DBA; INVESTMENT RELATED; 17941 MITCHELL SOUTH, SUITE C IRVINE, CA 92614; DBA WILL BE USED TO SELL ALL PRODUCT LINES] [WIRTH FAMILY TRUST; RENTAL PROPERTY; 32 ALICANTE AISLE, IRVINE, CA. 92614; START DATE 12/2014; ROLE/TITLE: TRUSTEE; NOT INVESTMENT RELATED; 5 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Syxivm; retail sale of mens and womens clothing, surf and sports apparel business. shirts, sweatshirts, beanies, hats, shorts.; 17941 Mitchell South, Suite C, Irvine, CA 92614; Start Date 06/2017; Role/Title: Owner; Not Investment Related; 10 hours per month; 5 hours per month during securities trading hours]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Michael Wirth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2021 - Present

INGEN STRATEGIES, LLC

Office #1: 17941 Mitchell South Suite C, Irvine, CA 92614

RIA

CRD#: 314588

Irvine, CA

Past

January 19, 2000 - June 3, 2019

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

IRVINE, CA

Past

December 18, 1996 - May 31, 2019

NYLIFE SECURITIES LLC

CRD#: 5167

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/16/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/17/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INGEN STRATEGIES, LLC

CRD#: 314588 / SEC#: 801-121548

RIA

Registered Investment Advisory firm - (3/17/2022 Terminated)

California

Registered Investment Advisory firm - (12/7/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

17941 Mitchell South Suite C, Irvine, CA 92614

Mailing Address

Phone number

(949) 854-4695

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	109
AUM (Assets Under Management)	$ 11,507,604

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Troy M. Wirth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Michael Wirth's CRS (Customer Relationship Summary).

Certified licenses

Experience

INGEN STRATEGIES, LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/1999

Series 63

Date: 12/16/1996

SIE

Date: 10/1/2018

Series 7

Date: 5/4/2011

Series 6

Date: 12/17/1996

Current Firm

INGEN STRATEGIES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INGEN STRATEGIES, LLC

TRUST BUT VERIFY

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