Fernando M. Paiva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fernando Manuel Paiva, who also goes by Fred Manuel Paiva, was a registered financial professional .
Fernando is a previously registered financial professional and started their career in finance in 1997. Fernando had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2012 - May 27, 2021
DAVINCI CAPITAL MANAGEMENT, INC.
November 14, 2003 - December 17, 2010
MWA FINANCIAL SERVICES INC.
September 7, 2001 - September 2, 2003
METROPOLITAN LIFE INSURANCE COMPANY
September 7, 2001 - September 2, 2003
MSI FINANCIAL SERVICES, INC.
April 4, 2001 - August 13, 2001
COBURN & MEREDITH, INC.
September 4, 1997 - April 12, 2001
NEW ENGLAND SECURITIES
June 6, 1997 - August 26, 1997
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAVINCI CAPITAL MANAGEMENT, INC.
CRD#: 46897 / SEC#: 801-56514, 8-51580
Contact information
FINRA licenses (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 85 |
| AUM (Assets Under Management) | $ 40,216,551 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.