AS
Andrew J. Spahn
STRATEGIC ADVISERS LLC
AUSTIN, TX
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CRD#: 2821239
AS
Professional summary
Andrew J Spahn, CFP®, who also goes by Andrew Joseph Spahn, Andrew Spahn, Drew Joseph Spahn, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Austin, Texas and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Andrew has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Joseph Spahn | Andrew Spahn | Drew Joseph Spahn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-120074|OrgNmn:Lindrew Holdings Inc.|Org Addr:Austin,Texas,US|OBA Nature:Quick Service Resturants (QSR)|Invst Rel:N|Title:Partner|Duties:Monthly meetings with CPA & Book keepers and business partners. |StrtDt:03-01-24|TotHrs/mon:5|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Andrew J Spahn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
July 15, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
AUSTIN, TX
Current
July 3, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
May 23, 2020 - January 9, 2024
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Austin, TX
Past
May 23, 2020 - January 9, 2024
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Austin, TX
Past
January 8, 2018 - May 24, 2020
USAA INVESTMENT SERVICES COMPANY
RIA
CRD#: 5475
SAN ANTONIO, TX
Past
April 4, 2011 - May 24, 2020
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
ADDISON, TX
Past
March 25, 2011 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
ADDISON, TX
Past
November 9, 2009 - January 3, 2011
EDWARD JONES
RIA
CRD#: 250
FRISCO, TX
Past
November 9, 2009 - January 3, 2011
EDWARD JONES
BD
CRD#: 250
FRISCO, TX
Past
August 14, 2006 - October 30, 2009
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WESTLAKE, TX
Past
February 26, 1999 - October 30, 2009
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Past
November 14, 1996 - February 26, 1999
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/8/2025)
RR
Alaska(7/8/2025)
RR
Arizona(7/8/2025)
RR
Arkansas(7/8/2025)
RR
California(7/8/2025)
RR
Colorado(7/8/2025)
RR
Connecticut(7/8/2025)
RR
Delaware(7/8/2025)
RR
District of Columbia(7/8/2025)
RR
Florida(7/8/2025)
RR
Georgia(7/8/2025)
RR
Hawaii(7/8/2025)
RR
Idaho(7/8/2025)
RR
Illinois(7/8/2025)
RR
Indiana(7/8/2025)
RR
Iowa(7/8/2025)
RR
Kansas(7/8/2025)
RR
Kentucky(7/8/2025)
RR
Louisiana(7/8/2025)
RR
Maine(7/8/2025)
RR
Maryland(7/8/2025)
RR
Massachusetts(7/8/2025)
RR
Michigan(7/8/2025)
RR
Minnesota(7/8/2025)
RR
Mississippi(7/8/2025)
RR
Missouri(7/8/2025)
RR
Montana(7/8/2025)
RR
Nebraska(7/8/2025)
RR
Nevada(7/8/2025)
RR
New Hampshire(7/8/2025)
RR
New Jersey(7/8/2025)
RR
New Mexico(7/8/2025)
RR
New York(7/8/2025)
RR
North Carolina(7/8/2025)
RR
North Dakota(7/8/2025)
RR
Ohio(7/9/2025)
RR
Oklahoma(7/8/2025)
RR
Oregon(7/8/2025)
RR
Pennsylvania(7/8/2025)
RR
Puerto Rico(7/8/2025)
RR
Rhode Island(7/8/2025)
RR
South Carolina(7/8/2025)
RR
South Dakota(7/8/2025)
RR
Tennessee(7/8/2025)
RR
Texas(7/3/2025)
IAR
Texas(7/15/2025)
RR
Utah(7/8/2025)
RR
Vermont(7/8/2025)
RR
Virgin Islands(7/8/2025)
RR
Virginia(7/8/2025)
RR
Washington(7/8/2025)
RR
West Virginia(7/8/2025)
RR
Wisconsin(7/8/2025)
RR
Wyoming(7/8/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
