Christopher Marcello
Professional summary
Christopher Marcello, who also goes by Chris Marcello, Christopher Robin Marcello, Tyska Marcello, is a registered financial professional currently at WELLS FARGO SECURITIES, LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1997. Christopher has worked at 13 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, Series 22TO, Series 82TO, Series 52TO, Series 57TO, Series 6TO, SIE, Series 55, Series 31, Series 7, Series 14, Series 26, Series 39 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Marcello's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 12, 2019 - Present
WELLS FARGO SECURITIES, LLC
Office #1: 500 W 33rd St 30 Hudson Yards, New York, NY 10001March 3, 2014 - August 15, 2017
BNP PARIBAS SECURITIES CORP.
March 1, 2011 - May 9, 2013
TP ICAP GLOBAL MARKETS AMERICAS LLC
April 22, 2008 - December 21, 2010
ELECTRONIC SECURITIES PROCESSING (ESP) LLC
September 7, 2007 - April 23, 2008
J.P. MORGAN SECURITIES LLC
October 21, 2005 - July 6, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 20, 2005 - July 6, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 16, 2004 - August 29, 2005
FIS BROKERAGE & SECURITIES SERVICES LLC
March 3, 2003 - October 25, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
August 19, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
July 19, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 19, 1999 - September 9, 2002
EQUITABLE ADVISORS, LLC
January 20, 1998 - October 14, 1998
MORGAN STANLEY DW INC.
May 15, 1997 - October 29, 1997
DETWILER FENTON & CO.
January 7, 1997 - April 10, 1997
W.J. NOLAN & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/12/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 55
Date: 9/20/2000
Limited Representative-Equity Trader Exam24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WELLS FARGO SECURITIES, LLC
CRD#: 126292 / SEC#: , 8-65876
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVEREN CAPITAL CORPORATION | PARENT | |
| CHESTER, KARA MCSHANE | DIRECTOR/MANAGER | 2679854 |
| CONNOR, TIMOTHY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 8157713 |
| MACCHIO, PETER | CHIEF COMPLIANCE OFFICER / DESIGNATED TEXAS OFFICER / DIRECTOR/MANAGER | 2124187 |
| OHARA, TIMOTHY PATRICK | DIRECTOR/MANAGER | 2095368 |
| PETERS, MARY LOU | DIRECTOR/MANAGER/CONTROL PRINCIPAL | 4062788 |
| RILEY, MICHAEL FRANCIS | DIRECTOR/MANAGER | 4165280 |
| RIVAS, FERNANDO S | CHAIR / CEO / PRESIDENT / DIRECTOR/MANAGER | 4803269 |
| SMITH, DANIEL D | CHIEF OPERATIONS OFFICER | 5500659 |
| THOMAS, DANIEL JEROME JR | DIRECTOR/MANAGER |
Disclosures
| Regulatory Event | 158 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
