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JM

Joseph P. Miller

MILLER FINANCIAL SERVICES
MARSHALL, MI 49068
Some features on this profile are disabled
CRD#: 2820751
JM

Professional summary

Joseph Patrick Miller, who also goes by Joe Miller, is a registered financial advisor currently at MILLER FINANCIAL SERVICES LLC located in Marshall, Michigan.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Joseph has worked at 4 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joe Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Patrick Miller's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 9, 2010 - Present

MILLER FINANCIAL SERVICES LLC

Office #1: 1001 W Michigan Ave, Marshall, MI 49068
RIA
CRD#: 143788
MARSHALL, MI
Past

May 31, 2007 - January 3, 2011

TRIAD ADVISORS LLC

BD
CRD#: 25803
MARSHALL, MI
Past

May 21, 1999 - June 28, 2007

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
MARSHALL, MI
Past

November 6, 1996 - May 21, 1999

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MILLER FINANCIAL SERVICES LLC
MILLER FINANCIAL SERVICES LLC

CRD#: 143788 / SEC#: 801-110021

RIA
Registered Investment Advisory firm - (3/7/2017 Approved)
Michigan
Registered Investment Advisory firm - (4/3/2017 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(7/9/2010)
IAR
Texas
(3/24/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/10/2010
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/7/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/23/1996
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/5/1996
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/12/2001
General Securities Principal Examination

Current Firm

MF
MILLER FINANCIAL SERVICES LLC
MILLER FINANCIAL SERVICES LLC

CRD#: 143788 / SEC#: 801-110021

RIA
Registered Investment Advisory firm - (3/7/2017 Approved)
Michigan
Registered Investment Advisory firm - (4/3/2017 Terminated)
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Contact information

Main Address
1001 W Michigan Ave, Marshall, MI 49068
Mailing Address
Phone number
(269) 781-5129
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/1/2026)

Regulatory assets under management

Total Number of Accounts1,358
AUM (Assets Under Management)$ 462,860,424

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MILLER FINANCIAL SERVICES LLC

CRD#: 143788Marshall, MI 49068

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