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JM

Joseph Patrick Miller

MILLER FINANCIAL SERVICES

MARSHALL, MI

·CRD# 2820751·30 years experience

Professional Summary

Joseph Patrick Miller, who also goes by Joe Miller, is a registered financial advisor currently at MILLER FINANCIAL SERVICES LLC located in Marshall, Michigan. Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Joseph has worked at 4 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joe Miller

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

MILLER FINANCIAL SERVICES LLC·CRD# 143788

RIA

1001 W Michigan Ave, Marshall, MI 49068

July 9, 2010 - Present

TRIAD ADVISORS LLC·CRD# 25803

BD

Marshall, MI

May 31, 2007 - January 3, 2011

QUESTAR CAPITAL CORPORATION·CRD# 43100

BD

Marshall, MI

May 21, 1999 - June 28, 2007

NEW ENGLAND SECURITIES·CRD# 615

BD

New York, NY

November 6, 1996 - May 21, 1999

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Current Firm

MF

MILLER FINANCIAL SERVICES LLC

MILLER FINANCIAL SERVICES LLC

CRD#: 143788 / SEC#: 801-110021

RIA

Registered Investment Advisory firm - SEC (3/7/2017 Approved)

Michigan

Registered Investment Advisory firm - Michigan (4/3/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1001 W Michigan Ave, Marshall, MI 49068

Phone Number

(269) 781-5129

# of Employees

3

SEC notice filing (8 States and Territories)

Registered to provide investment advisory services in 8 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (9/15/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,358

AUM (Assets Under Management)

$462,860,424

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2026	Cover Page	Report

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSURANCE LICENSED 2) I'm on the Board of the Homer Area Community Foundation, a non-profit Foundations for the benefit of the Homer, Michigan community. I'm also on the Board of the Battle Creek Community Foundations, a non-profit Foundations for the benefit of the community of Battle Creek, Michigan and its surrounding areas. I serve as Trustee with no compensation on both Boards and commit 2-5 house per month to each Foundation. 3) Serves as the resident agent for a Foundation, In this capacity, Mr. Miller reviews and prepares financial and investment-related reports, assists with tax planning matters, and coordinates required regulatory and tax filings. Mr. Miller does not have authority to direct, withdraw, or transfer Foundation funds and does not have check writing authority. Mr. Miller receives fixed monthly compensation for these services. This does not exceed 5% of his time each month.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MF

MILLER FINANCIAL SERVICES LLC

MILLER FINANCIAL SERVICES LLC

CRD#: 143788 / SEC#: 801-110021

RIA

Registered Investment Advisory firm - SEC (3/7/2017 Approved)

Michigan

Registered Investment Advisory firm - Michigan (4/3/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Michigan
(7/9/2010)

IAR

Texas
(3/24/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2010About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1996About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1996About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jan 2001About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Joseph Patrick Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JM

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