Douglas A. Buser

GOLDEN GATE ADVISORS,

Walnut Creek, CA 94596

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CRD#: 2820706

Professional summary

Douglas Arnold Buser, CFP®, who also goes by Douglas Buser, is a registered financial advisor currently at GOLDEN GATE ADVISORS, INC located in Walnut Creek, California.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Douglas has worked at 1 firm and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Douglas Buser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BUSER BROTHERS REAL ESTATE. NOT SECURITIES INVESTMENT-RELATED. PO BOX 104, ORINDA, CA 94563. REAL ESTATE BROKER. PARTNER AS OF 1992. 40 HRS/MONTH DURING TRADE HOURS. DUTIES ARE REAL ESTATE BROKER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Arnold Buser's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

November 1, 1996 - Present

GOLDEN GATE ADVISORS, INC

Office #1: 1990 N. California Blvd., Suite 800, Walnut Creek, CA 94596

RIA

CRD#: 133057

Walnut Creek, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/1/1996)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 10/22/1996

General Securities Representative Examination

Current Firm

GOLDEN GATE ADVISORS, INC

GOLDEN GATE ADVISORS, INC | GOLDEN GATE ADVISORS, INC.

CRD#: 133057 / SEC#:

California

Registered Investment Advisory firm - (11/1/1996 Approved)

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Contact information

Main Address

1990 N. California Blvd., Suite 800, Walnut Creek, CA 94596

Mailing Address

P.o. Box 6446, San Diego, CA 92166

Phone number

(925) 930-3912

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas A. Buser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Arnold Buser's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDEN GATE ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 7

Date: 10/22/1996

Current Firm

GOLDEN GATE ADVISORS, INC

Contact information

Documents

Red Flags

Company Information

GOLDEN GATE ADVISORS, INC

TRUST BUT VERIFY

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