Alfred T. Bollotino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred Thomas Bollotino, who also goes by Alfred Bollotino, was a registered financial professional .
Alfred is a previously registered financial professional and started their career in finance in 2004. Alfred had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2025 - September 3, 2025
TJM INVESTMENTS, LLC
July 6, 2023 - February 14, 2024
BULL MARKET SECURITIES, INC.
January 6, 2023 - March 15, 2023
FIRST SOUTHERN, LLC
January 11, 2019 - July 26, 2021
SECUREVEST FINANCIAL GROUP
September 18, 2017 - March 1, 2018
CANACCORD GENUITY LLC
July 14, 2015 - September 11, 2017
INTESA SANPAOLO IMI SECURITIES CORP.
December 11, 2013 - May 19, 2015
BNY MELLON CAPITAL MARKETS, LLC
November 9, 2010 - August 16, 2012
NOMURA SECURITIES INTERNATIONAL, INC.
February 19, 2010 - August 3, 2010
MACQUARIE CAPITAL (USA) INC.
September 2, 2008 - February 3, 2010
OPPENHEIMER & CO. INC.
May 13, 2004 - June 9, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TJM INVESTMENTS, LLC
CRD#: 46300 / SEC#: , 8-51370
Contact information
FINRA licenses (34 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TJM HOLDINGS, LLC | HOLDING COMPANY | |
| BEITLER, STEVE ALLEN | CHIEF EXECUTIVE OFFICER | 1893827 |
| BURKE, JOHN TERRENCE | CHIEF OPERATING OFFICER | 2116593 |
| DANG, STACY BINH | CHIEF COMPLIANCE OFFICER | 3143275 |
| MURPHY, THOMAS JAMES | CO-MANAGER | 857354 |
| RISINGER, COLLEEN SULLIVAN | FINOP CFO | 2812053 |
| SKWERES, DENISE PAREJKO | FINOP CFO | 5332253 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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