Charles D. Cleland

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CRD#: 2820495

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles David Cleland, who also goes by C. David Cleland, David Cleland, was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 1996. Charles had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

C. David Cleland | David Cleland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 9, 2020 - April 2, 2021

BANKPLUS WEALTH ADVISORS

RIA

CRD#: 152588

JACKSON, MS

Past

May 1, 2007 - September 21, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

JACKSON, MS

Past

May 1, 2007 - September 21, 2020

LPL FINANCIAL LLC

CRD#: 6413

JACKSON, MS

Past

April 14, 2006 - April 30, 2007

PFIC ADVISORS, INC.

RIA

CRD#: 138007

FRANKLIN, TN

Past

July 12, 2002 - April 30, 2007

PFIC SECURITIES CORPORATION

CRD#: 34941

FRANKLIN, TN

Past

August 3, 2000 - May 8, 2002

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Past

August 20, 1998 - February 4, 2000

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

December 18, 1996 - August 24, 1998

DEPOSIT GUARANTY INVESTMENTS, INC.

CRD#: 27560

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANKPLUS WEALTH ADVISORS

CRD#: 152588 / SEC#: 801-121567

RIA

Registered Investment Advisory firm - (6/21/2021 Approved)

Louisiana

Registered Investment Advisory firm - (7/12/2021 Terminated)

Mississippi

Registered Investment Advisory firm - (7/2/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/1/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/1996

General Securities Representative Examination

Current Firm

BANKPLUS WEALTH ADVISORS

CRD#: 152588 / SEC#: 801-121567

RIA

Registered Investment Advisory firm - (6/21/2021 Approved)

Louisiana

Registered Investment Advisory firm - (7/12/2021 Terminated)

Mississippi

Registered Investment Advisory firm - (7/2/2021 Terminated)

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Contact information

Main Address

1200 Eastover Drive Suite 300, Jackson, MS 39211

Mailing Address

Phone number

(601) 607-4290

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BANKPLUS WEALTH MANAGEMENT LLC ADV PART 2A FIRM BROCHURE 06.06.2025 (7/9/2025)

Regulatory assets under management

Total Number of Accounts	698
AUM (Assets Under Management)	$ 186,099,182

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles D. Cleland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PFIC ADVISORS, INC.

PFIC SECURITIES CORPORATION

AMSOUTH INVESTMENT SERVICES, INC.

INVEST FINANCIAL CORPORATION

DEPOSIT GUARANTY INVESTMENTS, INC.

Primary Firm SEC Registration

BANKPLUS WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/1/2000

SIE

Date: 10/1/2018

Series 7

Date: 12/17/1996

Current Firm

BANKPLUS WEALTH ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANKPLUS WEALTH ADVISORS

TRUST BUT VERIFY

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