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TH

Teresa B. Hall

CHURCHILL FINANCIAL
LOUISVILLE, KY 40222
Some features on this profile are disabled
CRD#: 2820175
TH

Professional summary

Teresa Bailey Hall is a registered financial professional currently at CHURCHILL FINANCIAL, LLC located in Louisville, Kentucky.

Teresa is registered as a RR (Registered Representative) and started their career in finance in 1997. Teresa has worked at 1 firm and has passed the Series 63, Series 99TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Teresa Bailey Hall's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 7, 1997 - Present

CHURCHILL FINANCIAL, LLC

Office #1: 312 Whittington Parkway Suite 201, Louisville, KY 40222Office #2: 312 Whittington Parkway, Suite 201, Louisville, KY 40222
BD
CRD#: 39462
LOUISVILLE, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(9/3/1997)
RR
Kentucky
(1/13/1998)

Exams

State Security Law Exam
RR
Series 63
Date: 7/25/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/6/1997
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CF
CHURCHILL FINANCIAL, LLC
CHURCHILL FINANCIAL, LLC

CRD#: 39462 / SEC#: , 8-48724

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
312 Whittington Parkway, Suite 201 Suite 201, Louisville, KY 40222
Mailing Address
312 Whittington Parkway, Suite 201, Louisville, KY 40222
Phone number
(502) 895-3535
Established
Kentucky since 07/13/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
7

FINRA licenses (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
COARTNEY, STACY WAYNEPRESIDENT1804607
HUNTER, JOHN JOSEPHVICE PRESIDENT2671636
CULLINAN, BRIAN LEWISSHAREHOLDER
CULLINAN, ROYDEN KEITH JRSHAREHOLDER
MULLIS, ALESIA AMELIACHIEF COMPLIANCE OFFICER2808635

Regulatory assets under management

Total Number of Accounts219
AUM (Assets Under Management)$ 281,569,253

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHURCHILL FINANCIAL, LLC

CRD#: 39462Louisville, KY 40222

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