Mikhail S. Shklovsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mikhail S Shklovsky, who also goes by Mikhail S Shklovskiy, Mikhail Shklovskiy, Michael Shklovsky, Mikhail Shklovsky, Michael Skiy, was a registered financial professional .
Mikhail is a previously registered financial professional and started their career in finance in 1997. Mikhail had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2001 - July 5, 2001
ARGUS SECURITIES, INC.
October 6, 1998 - April 6, 2000
BAXTER BANKS & SMITH, LTD.
May 21, 1998 - September 17, 1998
FAB SECURITIES OF AMERICA, INC.
February 20, 1998 - May 28, 1998
WOLFF INVESTMENT GROUP INCORPORATED
November 5, 1997 - February 14, 1998
W.J. NOLAN & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARGUS SECURITIES, INC.
CRD#: 7400 / SEC#: , 8-21621
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 5 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
