Victoria J. Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victoria Jean Gordon, who also goes by VIctoria J Gordon, Victoria Langley, Victoria Salisbury, was a registered financial professional .
Victoria is a previously registered financial professional and started their career in finance in 1996. Victoria had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2014 - June 12, 2018
PEOPLE'S SECURITIES, INC.
September 3, 2014 - June 12, 2018
PEOPLE'S SECURITIES, INC.
January 8, 2013 - August 11, 2014
PNC WEALTH MANAGEMENT LLC
January 7, 2013 - August 11, 2014
PNC WEALTH MANAGEMENT LLC
April 27, 2011 - May 10, 2012
TRUIST INVESTMENT SERVICES, INC.
April 19, 2011 - May 10, 2012
TRUIST INVESTMENT SERVICES, INC.
January 7, 2008 - April 4, 2011
KEY INVESTMENT SERVICES LLC
January 4, 2008 - April 4, 2011
KEY INVESTMENT SERVICES LLC
August 24, 2007 - December 12, 2007
TRUIST INVESTMENT SERVICES, INC.
August 23, 2007 - December 12, 2007
TRUIST INVESTMENT SERVICES, INC.
March 5, 2007 - August 23, 2007
FIFTH THIRD SECURITIES, INC.
February 21, 2007 - August 23, 2007
FIFTH THIRD SECURITIES, INC.
January 1, 2005 - March 23, 2005
BANCNORTH INVESTMENT GROUP, INC.
July 24, 2003 - March 23, 2005
CETERA INVESTMENT SERVICES LLC
July 24, 2003 - January 1, 2005
CETERA INVESTMENT SERVICES LLC
November 25, 2002 - August 7, 2003
QUICK & REILLY, INC.
September 25, 2000 - August 7, 2003
QUICK & REILLY, INC.
May 4, 1999 - September 25, 2000
FIS SECURITIES, INC.
January 28, 1998 - April 16, 1999
LPL FINANCIAL LLC
December 11, 1996 - January 29, 1998
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEOPLE'S SECURITIES, INC.
CRD#: 13704 / SEC#: 801-63122, 8-29667
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MANUFACTURERS & TRADERS TRUST COMPANY | PARENT | |
| HUNTER, JEFFREY FRANK | PRESIDENT,PRINCIPAL OPERATIONS OFFICER,DIRECTOR | 1851035 |
| KING, MARIE | CORPORATE SECRETARY | 2970483 |
| MCAFEE, MATTHEW JAMES | CHAIRMAN OF THE BOARD AND DIRECTOR | 5456594 |
| MEDREK, EMILY SUI-LING | PRINCIPAL FINANCIAL OFFICER | 3185486 |
| MURPHY, PATRICK JOHN | DIRECTOR | 7563196 |
| RUMANS, TERRI FOGARTY | CHIEF COMPLIANCE OFFICER | 2574833 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
