Brian J. Douglas
Professional summary
Brian J Douglas, who also goes by Brian Joseph Douglas, is a registered financial professional currently at HAND SECURITIES, INC located in Houston, Texas.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1996. Brian has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian J Douglas's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2014 - Present
HAND SECURITIES, INC
Office #1: 820 Gessner Ste 1250, Houston, TX 77024May 10, 2012 - December 2, 2013
COMMONWEALTH FINANCIAL NETWORK
March 19, 2010 - May 6, 2011
RETIREMENT ALLIANCE, INC.
December 5, 1996 - April 17, 2001
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
HAND SECURITIES, INC
CRD#: 45198 / SEC#: , 8-51001
Contact information
FINRA licenses (38 States and Territories)
Red Flags
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