Justin C. Thomas

STABLEFORD CAPITAL LLC

FAIRFIELD, CT

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CRD#: 2819623

Professional summary

Justin C Thomas, who also goes by Justin Thomas, is a registered financial advisor currently at STABLEFORD CAPITAL LLC located in Fairfield, Connecticut.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Justin has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Justin Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Thomas is owner/Member of OPR Holdings, LLC (Fairfield, CT), which exclusive purpose is to receive income from Mr. Thomas's interest in Stableford Capital. There are no other business activities associated with this entity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin C Thomas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2016 - Present

STABLEFORD CAPITAL LLC

RIA

CRD#: 173383

FAIRFIELD, CT

Past

October 13, 2005 - April 3, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 1, 1997 - May 14, 1999

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

November 8, 1996 - October 1, 1997

MONTGOMERY SECURITIES

CRD#: 4357

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STABLEFORD CAPITAL LLC

STABLEFORD CAPITAL LLC | STABLEFORD CAPITAL, LLC

CRD#: 173383 / SEC#: 801-80522

RIA

Registered Investment Advisory firm - (11/7/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(7/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/15/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/12/2005

General Securities Representative Examination

Current Firm

STABLEFORD CAPITAL LLC

STABLEFORD CAPITAL LLC | STABLEFORD CAPITAL, LLC

CRD#: 173383 / SEC#: 801-80522

RIA

Registered Investment Advisory firm - (11/7/2014 Approved)

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Contact information

Main Address

14648 N. Scottsdale Road Suite 130, Scottsdale, AZ 85254

Mailing Address

Phone number

(480) 493-2300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (9/19/2025)

Regulatory assets under management

Total Number of Accounts	263
AUM (Assets Under Management)	$ 280,682,043

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Justin C. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin C Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

STABLEFORD CAPITAL LLC

CITIGROUP GLOBAL MARKETS INC.

BANC OF AMERICA SECURITIES LLC

MONTGOMERY SECURITIES

Primary Firm SEC Registration

STABLEFORD CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/2016

Series 63

Date: 11/15/2005

Series 7

Date: 10/12/2005

Current Firm

STABLEFORD CAPITAL LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STABLEFORD CAPITAL LLC

TRUST BUT VERIFY

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