TN
Terri L. Nipper
INVESTMENT DISTRIBUTORS
Covington, KY 41011
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CRD#: 2819514
TN
Professional summary
Terri Lynn Nipper, who also goes by Terri Lynn Golladay, Terri Lynn Snawder, is a registered financial professional currently at INVESTMENT DISTRIBUTORS, INC. located in Covington, Kentucky.
Terri is registered as a RR (Registered Representative) and started their career in finance in 2005. Terri has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Terri Lynn Golladay | Terri Lynn Snawder
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Terri Lynn Nipper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2024 - Present
INVESTMENT DISTRIBUTORS, INC.
Office #1: 50 E Rivercenter Blvd Suite 1600, Covington, KY 41011BD
CRD#: 35490
Covington, KY
Past
June 19, 2013 - November 15, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
CINCINNATI, OH
Past
July 10, 2006 - October 11, 2012
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
COVINGTON, KY
Past
February 25, 2005 - February 17, 2006
VP DISTRIBUTORS LLC
BD
CRD#: 3036
HARTFORD, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/15/2024)
RR
Alaska(11/15/2024)
RR
Arizona(11/15/2024)
RR
Arkansas(11/15/2024)
RR
California(11/15/2024)
RR
Colorado(11/15/2024)
RR
Connecticut(11/15/2024)
RR
Delaware(11/15/2024)
RR
District of Columbia(11/15/2024)
RR
Florida(12/18/2024)
RR
Georgia(11/15/2024)
RR
Hawaii(11/15/2024)
RR
Idaho(11/15/2024)
RR
Illinois(11/15/2024)
RR
Indiana(11/15/2024)
RR
Iowa(11/15/2024)
RR
Kansas(11/15/2024)
RR
Kentucky(11/15/2024)
RR
Louisiana(11/15/2024)
RR
Maine(11/15/2024)
RR
Maryland(11/15/2024)
RR
Massachusetts(11/15/2024)
RR
Michigan(11/15/2024)
RR
Minnesota(11/15/2024)
RR
Mississippi(11/15/2024)
RR
Missouri(11/15/2024)
RR
Montana(11/15/2024)
RR
Nebraska(11/15/2024)
RR
Nevada(11/15/2024)
RR
New Hampshire(11/15/2024)
RR
New Jersey(11/15/2024)
RR
New Mexico(11/15/2024)
RR
New York(11/15/2024)
RR
North Carolina(11/15/2024)
RR
North Dakota(11/15/2024)
RR
Ohio(11/15/2024)
RR
Oklahoma(11/15/2024)
RR
Oregon(11/15/2024)
RR
Pennsylvania(11/15/2024)
RR
Rhode Island(11/15/2024)
RR
South Carolina(11/15/2024)
RR
South Dakota(11/15/2024)
RR
Tennessee(11/15/2024)
RR
Texas(11/15/2024)
RR
Utah(11/15/2024)
RR
Vermont(11/15/2024)
RR
Virginia(11/15/2024)
RR
Washington(11/15/2024)
RR
West Virginia(11/15/2024)
RR
Wisconsin(11/15/2024)
RR
Wyoming(11/15/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ID
INVESTMENT DISTRIBUTORS, INC.
INVESTMENT DISTRIBUTORS, INC.
CRD#: 35490 / SEC#: , 8-46802
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
2801 Highway 280 South, Birmingham, AL 35223
Mailing Address
2801 Highway 280 South, Birmingham, AL 35223
Phone number
(205) 868-3073
Established
Tennessee since 08/30/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT COMPANY | |
| CARLSON, MARTHA L | DESIGNATED RESPONSIBLE LICENSED PRODUCER | 2731502 |
| COFFMAN, BENJAMIN PAUL | CHIEF FINANCIAL OFFICER | 6738662 |
| COLLAZO, KIMBERLY | ASSISTANT SECRETARY | 8075061 |
| CREUTZMANN, SCOTT EMIL | DIRECTOR | 5351383 |
| LANE, JAMIE LAURA | DIRECTOR | 5779720 |
| LEE, FELICIA MALLOCH | SECRETARY | 7498538 |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
| MORSCH, LETITIA A | DIRECTOR & ASSISTANT SECRETARY | 5133531 |
| TENNENT, RAYBURN EDWARD | SR ANALYST FINANCIAL REPORTING | 6245099 |
| WAGNER, JAMES CARL JR | PRESIDENT & DIRECTOR | 4261922 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INVESTMENT DISTRIBUTORS, INC.
CRD#: 35490Covington, KY 41011TRUST BUT VERIFY
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