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Christopher Carter Rowe

CRD# 2819255·Registered 1997 - 2017
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Carter Rowe, who also goes by Chritopher Carter Rowe, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1997 - 2017. Christopher had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chritopher Carter Rowe

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

AVALON·CRD# 168033
RIA
Coral Springs, FL
August 1, 2014 - October 13, 2017
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
June 10, 2004 - October 7, 2004
MCGINN, SMITH & CO., INC.·CRD# 8453
BD
Albany, NY
July 31, 2001 - June 16, 2004
PAULSON INVESTMENT COMPANY LLC·CRD# 5670
BD
Portland, OR
May 31, 2001 - July 30, 2001
MERCER PARTNERS INCORPORATED·CRD# 44925
BD
New York, NY
May 3, 2000 - May 30, 2001
HD BROUS & CO., INC.·CRD# 22062
BD
Great Neck, NY
August 18, 1999 - May 24, 2000
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
April 28, 1997 - September 30, 1999
NORTHEAST SECURITIES, LLC·CRD# 25996
BD
Mitchelfield, NY
April 5, 1997 - May 2, 1997

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Current Firm

AV
AVALON

AVALON | ROWE WEALTH MANAGEMENT LLC | ROWE WEALTH MANAGEMENT | ROWE WEALTH | ROWE CAPITAL MANAGEMENT LLC | C ROWE INVESTMENT ADVISORS

CRD#: 168033
Connecticut
Registered Investment Advisory firm - Connecticut (8/19/2025 Terminated)
Florida
Registered Investment Advisory firm - Florida (8/1/2014 Approved)
Louisiana
Registered Investment Advisory firm - Louisiana (6/13/2022 Approved)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (8/12/2025 Terminated)
Texas
Registered Investment Advisory firm - Texas (4/4/2016 Conditional Restricted)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

980 North Federal Highway #110, Boca Raton, FL 33432

Phone Number

(866) 711-2836

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

106

AUM (Assets Under Management)

$31,442,447

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2024About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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