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RW

Rachel T. Wren

VIRGINIA BEACH, VA 23452
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CRD#: 2819174
RW

Professional summary


Rachel T Wren, who also goes by Rachel Caroline Thomas, Rachel C Thomas, Rachel Thomas Wren, Rachel Wren, was a registered financial advisor .

Rachel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Rachel had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Rachel Caroline Thomas | Rachel C Thomas | Rachel Thomas Wren | Rachel Wren

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 1, 2025 - Present

Office #1: 4669 South Blvd Ste 105, Virginia Beach, VA 23452
VIRGINIA BEACH, VA
Past

February 9, 2018 - September 30, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
Virginia Bch, VA
Past

February 9, 2018 - September 30, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
Virginia Bch, VA
Past

December 1, 2016 - January 23, 2018

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
VIRGINIA BEACH, VA
Past

February 25, 2011 - November 9, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
Williamsburg, VA
Past

December 21, 2010 - November 9, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
Williamsburg, VA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(10/1/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/24/2011
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information


No current employment

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