Eulus B. Ingram
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eulus Barnard Ingram, who also goes by Barnard Ingram, was a registered financial professional .
Eulus is a previously registered financial professional and started their career in finance in 1997. Eulus had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2020 - July 18, 2023
THE O.N. EQUITY SALES COMPANY
January 25, 2013 - January 16, 2018
1ST GLOBAL ADVISORS INC
December 21, 2010 - January 16, 2018
1ST GLOBAL CAPITAL CORP.
July 14, 2008 - December 31, 2010
MML INVESTORS SERVICES, LLC
February 12, 2007 - July 3, 2007
AFA ADVISOR SERVICES LLC
February 12, 2007 - June 15, 2007
AFA FINANCIAL GROUP, LLC
January 23, 2003 - December 20, 2006
1ST GLOBAL ADVISORS INC
October 2, 2002 - December 20, 2006
1ST GLOBAL CAPITAL CORP.
February 13, 1997 - July 19, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
February 6, 1997 - July 19, 2002
IDS LIFE INSURANCE COMPANY
February 6, 1997 - July 19, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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