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BA

Bryna S. Allen

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CRD#: 2819056
BA

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bryna Suzanne Allen was a registered financial professional .

Bryna is a previously registered financial professional and started their career in finance in 2002. Bryna had worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 17, 2003 - March 31, 2022

STRATEGIC WEALTH MANAGEMENT INC

RIA
CRD#: 107180
MERCER ISLAND, WA
Past

March 27, 2002 - December 31, 2002

ALLEN FINANCIAL CONSULTING, LLC

RIA
CRD#: 119357
BELLEVUE, WA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 1/17/2001
Uniform Investment Adviser Law Examination

Current Firm


SW
STRATEGIC WEALTH MANAGEMENT INC
STRATEGIC WEALTH MANAGEMENT INC

CRD#: 107180 / SEC#: 801-34623

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Contact information


Main Address
105 Central Way Suite 206, Kirkland, WA 98033-6162
Mailing Address
Phone number
(425) 250-7600
Established
Firm type
Fiscal year end
# of Employees
6

Documents


Latest Form ADV

Part 2 Brochures

ADV PART2-AMENDED 08242021 (8/24/2021)

Regulatory assets under management


Total Number of Accounts77
AUM (Assets Under Management)$ 622,786,411

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STRATEGIC WEALTH MANAGEMENT INC

CRD#: 107180

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