Mei-yun Kuo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mei-yun Kuo, who also goes by Mei-yun Chen, Meiyun Chen, was a registered financial professional .
Mei-yun is a previously registered financial professional and started their career in finance in 1997. Mei-yun had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2000 - August 16, 2011
SCF SECURITIES, INC.
July 14, 1997 - January 11, 2000
WALL STREET FINANCIAL GROUP, INC.
April 24, 1997 - June 3, 1997
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
