Julia A. Mercadante
Professional summary
Julia Agnes Mercadante, who also goes by Julia Agnes Farrell Jr, Julia Agnes Farrell, Julie Farrell Jr, Julia Agnes Mercadante, Julie Mercadante, is a registered financial professional currently at BMO CAPITAL MARKETS CORP. located in New York, New York.
Julia is registered as a RR (Registered Representative) and started their career in finance in 2002. Julia has worked at 6 firms and has passed the Series 52TO, SIE, Series 7, Series 16 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julia Agnes Mercadante's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 30, 2022 - Present
BMO CAPITAL MARKETS CORP.
Office #1: 151 West 42nd St, New York, NY 10036March 22, 2013 - July 18, 2013
MORGAN STANLEY
July 20, 2012 - March 22, 2022
CITIGROUP GLOBAL MARKETS INC.
September 22, 2008 - July 27, 2012
BARCLAYS CAPITAL INC.
April 17, 2006 - September 22, 2008
LEHMAN BROTHERS INC.
May 13, 2002 - April 3, 2006
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
BMO CAPITAL MARKETS CORP.
CRD#: 16686 / SEC#: 801-73047, 8-34344
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | SHAREHOLDER | |
| BRICKLEY, THOMAS JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 3028843 |
| ESTEY, WARREN FRANCIS | MANAGING DIRECTOR, INVESTMENT BANKING | 3114183 |
| FORLENZA, MICHAEL | HEAD, CHIEF OPERATING OFFICER | 5886049 |
| KAHRAMAN, LEVENT | MANAGING DIRECTOR, GLOBAL MARKETS | 2802822 |
| WOODWARD, JOEL EDWARD | CHIEF FINANCIAL OFFICER | 5467904 |
| YUKILEVICH, DANIEL | CHIEF COMPLIANCE OFFICER | 5635481 |
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,210,751,477 |
Disclosures
| Regulatory Event | 46 |
| Civil Event | 1 |
Red Flags
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