Nikki G. Wheeler
Professional summary
Nikki Gaye Wheeler is a registered financial advisor currently at INTREPID FINANCIAL PLANNING GROUP, LLC located in Indianapolis, Indiana and MORRIS GROUP, INC. located in Indianapolis, Indiana.
Nikki is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Nikki has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nikki Gaye Wheeler's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2006 - Present
INTREPID FINANCIAL PLANNING GROUP, LLC
Office #1: 9200 Keystone Crossing Suite 150, Indianapolis, IN 46240January 2, 2004 - Present
MORRIS GROUP, INC.
Office #1: 8250 Haverstick Rd #250, Indianapolis, IN 46240September 15, 1999 - December 31, 2003
WATERSTONE FINANCIAL GROUP, INC.
November 8, 1996 - September 14, 1999
CETERA FINANCIAL SPECIALISTS LLC
Primary Firm SEC Registration
INTREPID FINANCIAL PLANNING GROUP, LLC
CRD#: 112196 / SEC#: 801-61020
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2004)
(1/6/2006)
Exams
Series 62
Date: 2/2/1999
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
INTREPID FINANCIAL PLANNING GROUP, LLC
CRD#: 112196 / SEC#: 801-61020
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,407 |
| AUM (Assets Under Management) | $ 354,978,804 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
