Scott Narins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Narins, who also goes by Scott P Narins, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1997. Scott had worked at 3 firms and has passed the Series 63, SIE, Series 82, Series 42 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 2023 - June 30, 2025
BRADLEY WOODS & CO. LTD.
August 19, 2022 - August 26, 2022
BRADLEY WOODS & CO. LTD.
September 11, 2019 - December 1, 2020
BRADLEY WOODS & CO. LTD.
November 13, 2018 - September 24, 2019
PICKWICK CAPITAL PARTNERS, LLC
May 20, 1997 - April 6, 2000
ON-SITE TRADING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 42
Date: 6/23/2000
Registered Options Representative ExaminationSeries 62
Date: 5/19/1997
Corporate Securities Limited Representative ExaminationCurrent Firm
BRADLEY WOODS & CO. LTD.
CRD#: 13660 / SEC#: , 8-28862
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
