Christopher Sichenzia

WILSON-DAVIS & CO.

Salt Lake City, UT 84101-2104

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CRD#: 2818651

Professional summary

Christopher Sichenzia is a registered financial professional currently at WILSON-DAVIS & CO., INC. located in Salt Lake City, Utah.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary) - BD

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CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2017 - Present

WILSON-DAVIS & CO., INC.

Office #1: 236 South Main Street, Salt Lake City, UT 84101-2104

CRD#: 3777

Salt Lake City, UT

Past

March 30, 2016 - September 15, 2017

GP NURMENKARI INC.

CRD#: 153480

Norwalk, CT

Past

February 20, 2013 - March 18, 2016

VCS VENTURE SECURITIES

CRD#: 127921

NEW YORK, NY

Past

July 3, 2012 - February 19, 2013

AEGIS CAPITAL CORP.

CRD#: 15007

NEW YORK, NY

Past

September 11, 2008 - July 6, 2012

R. F. LAFFERTY & CO., INC.

CRD#: 2498

NEW YORK, NY

Past

January 15, 2002 - September 11, 2008

BISHOP, ROSEN & CO., INC.

CRD#: 1248

NEW YORK, NY

Past

July 11, 2001 - January 18, 2002

BROADBAND CAPITAL MANAGEMENT, LLC

CRD#: 48001

NEW YORK, NY

Past

December 18, 1996 - July 12, 2001

DALTON KENT SECURITIES GROUP, INC.

CRD#: 38813

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/22/2017)

Colorado
(9/29/2017)

Florida
(10/6/2017)

Georgia
(12/5/2019)

Minnesota
(9/9/2020)

Nevada
(10/2/2017)

New Jersey
(9/28/2017)

New York
(9/26/2017)

Ohio
(3/21/2018)

Pennsylvania
(9/25/2017)

Texas
(9/7/2018)

Utah
(9/26/2017)

Exams

State Security Law Exam

Series 63

Date: 12/31/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/1996

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

Current Firm

WILSON-DAVIS & CO., INC.

CRD#: 3777 / SEC#: , 8-14299

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

236 South Main Street, Salt Lake City, UT 84101-2104

Mailing Address

P.o. Box 11587, Salt Lake City, UT 84147-0587

Phone number

(801) 532-1313

Established

Utah since 11/12/1968

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ATLASCLEAR HOLDINGS, INC.	OWNER
EGGERTZ, LINCOLN TYLER	CHIEF COMPLIANCE OFFICER \| CHIEF AML COMPLIANCE OFFICER	7336125
LOSSER, JANA MARIE	PRINCIPAL OPERATIONS OFFICER	4562682
SIME, JEFFREY NORMAN	PRINCIPAL FINANCIAL OFFICER	1554798
SIME, JEFFREY NORMAN	CEO	1554798

Disclosures

Regulatory Event	57
Arbitration	1

Red Flags

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Christopher Sichenzia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Sichenzia's CRS (Customer Relationship Summary).

Certified licenses

Experience

GP NURMENKARI INC.

VCS VENTURE SECURITIES

AEGIS CAPITAL CORP.

R. F. LAFFERTY & CO., INC.

BISHOP, ROSEN & CO., INC.

BROADBAND CAPITAL MANAGEMENT, LLC

DALTON KENT SECURITIES GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/31/1996

SIE

Date: 10/1/2018

Series 7

Date: 12/17/1996

FINRA

NYSE Arca, Inc.

Nasdaq Stock Market

Current Firm

WILSON-DAVIS & CO., INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WILSON-DAVIS & CO., INC.

TRUST BUT VERIFY

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