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William Christopher Martin

CRD# 2818581·Registered 2014 - 2018
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Christopher Martin, who also goes by William Christopher Martin, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 2014 - 2018. William had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

William Christopher Martin

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

GREAT POINT ADVISORS LLC·CRD# 164554
RIA
Chicago, IL
August 25, 2017 - December 31, 2018
GREAT POINT CAPITAL LLC·CRD# 114203
BD
Chicago, IL
October 8, 2016 - December 31, 2018
SIGNATOR INVESTORS, INC.·CRD# 468
RIA
Chicago, IL
May 13, 2016 - October 5, 2016
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Chicago, IL
May 13, 2016 - October 5, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
RIA
Chicago, IL
October 9, 2015 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Chicago, IL
October 9, 2015 - May 13, 2016
GREAT POINT ADVISORS LLC·CRD# 164554
RIA
Chicago, IL
March 25, 2015 - October 7, 2015
GREAT POINT CAPITAL LLC·CRD# 114203
BD
Chicago, IL
March 10, 2015 - September 4, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.·CRD# 3641
RIA
Naperville, IL
December 2, 2014 - March 19, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.·CRD# 3641
BD
Naperville, IL
November 11, 2014 - March 19, 2015

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Current Firm

GP
GREAT POINT ADVISORS LLC

GREAT POINT ADVISORS LLC | GREAT POINT CAPITAL ADVISORS LLC

CRD#: 164554

Contact Information

Main Address

200 W Jackson Suite 1000, Chicago, IL 60606

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2014About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2014About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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