William C. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Christopher Martin, who also goes by William Christopher Martin, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2014. William had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2017 - December 31, 2018
GREAT POINT ADVISORS LLC
October 8, 2016 - December 31, 2018
GREAT POINT CAPITAL LLC
May 13, 2016 - October 5, 2016
SIGNATOR INVESTORS, INC.
May 13, 2016 - October 5, 2016
SIGNATOR INVESTORS, INC.
October 9, 2015 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 9, 2015 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 25, 2015 - October 7, 2015
GREAT POINT ADVISORS LLC
March 10, 2015 - September 4, 2015
GREAT POINT CAPITAL LLC
December 2, 2014 - March 19, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
November 11, 2014 - March 19, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GREAT POINT ADVISORS LLC
CRD#: 164554 / SEC#:
Contact information
Red Flags
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