Rodolfo Hernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rodolfo Hernandez JR, who also goes by Rudy Harnandez Jr, Rudokfo Heriuandez, Rudy Heriuandez, Rudolfo Hernandez, was a registered financial professional .
Rodolfo is a previously registered financial professional and started their career in finance in 2000. Rodolfo had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2007 - August 30, 2007
SOLARIS SECURITIES, INC.
July 12, 2005 - January 19, 2007
GREAT EASTERN SECURITIES, INC.
October 31, 2003 - December 17, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
April 17, 2001 - March 11, 2003
NATIONAL SECURITIES CORPORATION
January 2, 2001 - April 16, 2001
CONTINENTAL BROKER-DEALER CORP.
August 22, 2000 - January 4, 2001
KIRLIN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOLARIS SECURITIES, INC.
CRD#: 31998 / SEC#: , 8-45633
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COX, CHRISTOPHER JOSEPH | PRESIDENT AND CEO AND CCO | 2723225 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
