Gregory M. Solomon

SYNERGY CAPITAL I

New York, NY 10036

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CRD#: 2818497

Professional summary

Gregory Michael Solomon, who also goes by Gregg Solomon, is a registered financial professional currently at SYNERGY CAPITAL I, LLC located in New York, New York.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 1997. Gregory has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gregg Solomon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Michael Solomon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 23, 2015 - Present

SYNERGY CAPITAL I, LLC

Office #1: 1120 Avenue Of The Americas 4th Floor, New York, NY 10036

CRD#: 47965

New York, NY

Past

January 6, 2015 - December 22, 2015

V2V SECURITIES LLC

CRD#: 131849

New York, NY

Past

July 21, 2003 - December 31, 2014

BEDMINSTER FINANCIAL GROUP, LIMITED

CRD#: 39916

HOLICONG, PA

Past

July 18, 2002 - September 4, 2002

231 CAPITAL, LLC

CRD#: 119032

EDINA, MN

Past

April 5, 2001 - July 1, 2002

THOMAS CAPITAL GROUP, INC.

CRD#: 45180

GIG HARBOR, WA

Past

August 12, 1998 - February 14, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 29, 1997 - August 5, 1998

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/25/2016)

Colorado
(1/11/2016)

Connecticut
(1/5/2016)

New Jersey
(2/22/2016)

New York
(12/23/2015)

Texas
(3/1/2016)

Virginia
(12/23/2015)

Exams

State Security Law Exam

Series 63

Date: 8/25/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/25/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 7/2/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SYNERGY CAPITAL I, LLC

SYNERGY CAPITAL I, LLC | SYNERGY CAPITAL, INC.

CRD#: 47965 / SEC#: , 8-51971

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

40 Fulton Street, New York, NY 10038

Mailing Address

40 Fulton Street 23rd Floor, New York, NY 10038

Phone number

(212) 385-0537

Established

Delaware since 10/26/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CSG III, LLC	PARENT
BERMAN, STEPHEN JEFFREY	PRESIDENT,CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER	1301872
GEORGE, KENNETH RONALD	CFO, PRINCIPAL FINANCIAL OFFICER AND OPERATIONS OFFICER	2643369

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory M. Solomon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Michael Solomon's CRS (Customer Relationship Summary).

Certified licenses

Experience

V2V SECURITIES LLC

BEDMINSTER FINANCIAL GROUP, LIMITED

231 CAPITAL, LLC

THOMAS CAPITAL GROUP, INC.

UBS FINANCIAL SERVICES INC.

COWEN AND COMPANY

State Registrations and Notice Filings

Exams

Series 63

Date: 8/25/1998

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/25/1997

Series 14

Date: 1/2/2023

Series 24

Date: 7/2/2002

FINRA

Current Firm

SYNERGY CAPITAL I, LLC

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SYNERGY CAPITAL I, LLC

TRUST BUT VERIFY

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