Mark D. Rassier
Professional summary
Mark David Rassier, who also goes by Mark David Rassier, is a registered financial professional currently at INVESTMENT DISTRIBUTORS, INC. located in Birmingham, Alabama.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2002. Mark has worked at 4 firms and has passed the SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark David Rassier's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2025 - Present
INVESTMENT DISTRIBUTORS, INC.
Office #1: 2801 Highway 280 South, Birmingham, AL 35223October 12, 2015 - November 7, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
December 12, 2006 - November 10, 2024
RIVERSOURCE DISTRIBUTORS, INC.
December 10, 2002 - December 31, 2006
IDS LIFE INSURANCE COMPANY
December 10, 2002 - July 24, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
INVESTMENT DISTRIBUTORS, INC.
CRD#: 35490 / SEC#: , 8-46802
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT COMPANY | |
| CARLSON, MARTHA L | DESIGNATED RESPONSIBLE LICENSED PRODUCER | 2731502 |
| COFFMAN, BENJAMIN PAUL | CHIEF FINANCIAL OFFICER | 6738662 |
| COLLAZO, KIMBERLY | ASSISTANT SECRETARY | 8075061 |
| CREUTZMANN, SCOTT EMIL | DIRECTOR | 5351383 |
| LANE, JAMIE LAURA | DIRECTOR | 5779720 |
| LEE, FELICIA MALLOCH | SECRETARY | 7498538 |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
| MORSCH, LETITIA A | DIRECTOR & ASSISTANT SECRETARY | 5133531 |
| TENNENT, RAYBURN EDWARD | SR ANALYST FINANCIAL REPORTING | 6245099 |
| WAGNER, JAMES CARL JR | PRESIDENT & DIRECTOR | 4261922 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
INVESTMENT DISTRIBUTORS, INC.
CRD#: 35490Birmingham, AL 35223TRUST BUT VERIFY
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